Who We Work With?


There are many Challenges facing Financial Advisors & Registered Investment Advisors Today.
You may find that:

  • • You are exhausted by the demands from clients and are simply burnt out
  • • You've had tremendous success in your financial service career and now it's time to consider other challenging career options
  • • You've been struggling building your business and now you're simply tired of struggling and considering other options
  • • You’ve considered selling your practice more then once but you don’t know how
  • • Your Health is questionable and your practice maybe unsustainable because you have not thought of a continuity plan
  • • Your partner and you have decided to go your separate ways
  • • Your children have no interest in taking over your business
  • • You simply want to cash out and play golf the rest of your life

We realize that over the years you have built a business, created a process, a system in place that's made you successful. Now comes a time in your life where you are looking to move on. We truly understand the challenges facing you today and we’re here to help you create a deal that best suits your needs.


We buy Financial Practices with these following Characteristics:

  • • Clean U4 & High standard of Ethics - Your pursuit of excellence speaks for itself.


  • • $1,500,000 Minimum - We buy practices with assets under management starting at $1,500,000 and up to $100,000,000


  • • Your book of business - We typically acquire a practice comprised of equities, mutual funds, ETFs, Fixed income instruments and light exposure to Variable Annuities. We do not buy Insurance Practices nor practices comprised strictly of annuities.


  • • We understand each other - From the very beginning we discuss our responsibilities to one another. We work with you side by side pre and post transition to ensure 100% satisfaction


  • • We ONLY buy assets - We buy your client base. The value is in the clients we are purchasing from you and not the expenses leased office space, equipment and staff. NOTE: Office space & staff is case by case depending on your practice’s needs.


  • • You are part of the Sale - You agree to stay on for a minimum of 6 months post transition in efforts of assist us with retention of assets



Where do we go from here?

Would you like to schedule a consultation? Click here.
Have more questions? To contact us, Click here.